Account Opening Documents Checklist (Individual/Joint Account)

Securities Client Argeement and Schedule (Cash Account)

Account Opening Form (Individual/Joint Account)

W-8BEN Form (to confirm the applicant is a non-U.S. person)

W-8BEN-E Form (to confirm the applicant is a non-U.S. entity)

W-8IMY Form ( (to confirm the applicant is a non-U.S. entity_for Nominee / Intermediary Account) 

Tax Residency Self-Certification Form - Common Reporting Standard-Individual (CRS-I)

Tax Residency Self-Certification Form - Common Reporting Standard- Entity (CRS-E)

Tax Residency Self-Certification Form - Common Reporting Standard-Controlling Person (CRS-CP)

Fund Withdrawal Form (local)

Fund Withdrawal Form (oversea)

Note to Client - Fund Withdrawal & Deposit

Charges for Hong Kong Securities Trading

Notice of Change of Client’s Information/Services

Notice of Account/Service Termination